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Ivan Javier Galindo
IVAN J GALINDO
CRD#: 3273542
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 San Antonio, TX
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2020 - 2021 (1 year)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2007 - 2020 (12 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2000 - 2007 (7 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1999 - 2000 (<1 year)IAUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2018 - 2021 (3 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2009 - 2018 (9 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Texas 7/20/2021

IA
Texas 7/20/2021

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
San Antonio, TX
Registered with this firm since 7/20/2021

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
San Antonio, TX
Registered with this firm since 7/20/2021

Previous Registration(s)
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IA
01/08/2018 - 06/11/2021 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
06/08/2020 - 06/11/2021 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
09/25/2007 - 06/08/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
01/02/2009 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
IA
03/14/2008 - 12/31/2008 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
07/31/2000 - 12/31/2007 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
11/30/1999 - 07/10/2000 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.