Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LINDSEY JOY UNDERWOOD
LINDSEY JOY SCHRENDINGER, LINDSEY JOY SCHWENDINGER
CRD#: 3273361
IA
B
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8040 South 48th Street
Phoenix, AZ 85044
Phoenix, AZ 85044
CHARLES SCHWAB & CO., INC.CRD#: 5393 8040 South 48th Street
Phoenix, AZ 85044
Phoenix, AZ 85044
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Alabama 11/18/2014
B
Montana 4/5/2010
B
Alaska 5/16/2012
B
Nebraska 6/20/2019
B
Arizona 10/19/2009
B
Nevada 10/19/2009
IA
Arizona 5/11/2012
IA
Nevada 3/18/2020
B
Arkansas 10/26/2019
B
New Jersey 10/22/2019
B
California 10/28/2009
B
New Mexico 5/3/2011
IA
California 3/12/2020
B
New York 2/8/2010
B
Colorado 7/22/2010
B
North Carolina 4/10/2020
B
Connecticut 3/3/2020
B
North Dakota 5/14/2018
B
District of Columbia 3/15/2022
B
Ohio 3/11/2010
B
Florida 1/24/2012
B
Oklahoma 12/7/2012
B
Georgia 1/31/2020
B
Oregon 6/21/2011
B
Idaho 2/13/2020
B
South Carolina 10/11/2019
B
Illinois 5/3/2011
B
South Dakota 9/16/2021
B
Indiana 9/4/2024
B
Tennessee 4/24/2020
B
Iowa 7/31/2013
B
Texas 2/3/2010
B
Kansas 10/17/2014
IA
Texas 3/12/2020
B
Kentucky 1/26/2023
B
Utah 8/27/2014
B
Louisiana 3/14/2018
B
Vermont 3/22/2010
B
Maryland 10/20/2020
B
Virginia 4/11/2016
B
Massachusetts 3/6/2020
B
Washington 2/25/2010
B
Michigan 5/21/2015
B
Wisconsin 7/30/2019
B
Minnesota 6/19/2015
B
Wyoming 1/22/2015
B
Missouri 1/2/2013
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/3/2012
B
Registered with this firm since 10/19/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/28/2009 - 12/31/2011 | Phoenix, AZ | |
IA | 01/02/2009 - 09/24/2009 | SAINT PETERSBURG, FL | |
B | 01/17/2006 - 09/24/2009 | NEW HAVEN, CT | |
IA | 09/12/2006 - 01/02/2009 | NEW HAVEN, CT | |
B | 07/12/2004 - 01/06/2006 | FAIRFIELD, IA | |
B | 01/10/2003 - 07/07/2004 | ST. LOUIS, MO |
SAINT PETERSBURG, FL
01/02/2009 - 09/24/2009
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.