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STUART ROBERT SCHOENFELD
CRD#: 3271911
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 266 MERRICK RD
LYNBROOK, NY 11563
Registration History
20002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - Present (18 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - Present (25 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2004 - 2005 (1 year)
Disclosure(s)
View By:
9/4/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 1/13/2003

B
New Hampshire 1/29/2020

B
California 3/9/2000

B
New Jersey 10/6/1999

B
Colorado 8/26/2015

B
New York 9/30/1999

B
Connecticut 9/30/1999

IA
New York 4/19/2021

B
Delaware 11/12/2018

B
Ohio 8/3/2021

B
District of Columbia 6/24/2019

B
Oregon 3/5/2021

B
Florida 9/16/1999

B
Pennsylvania 2/21/2007

B
Georgia 7/14/2011

B
Rhode Island 2/25/2024

B
Hawaii 9/13/2023

B
South Carolina 2/21/2024

B
Maine 12/1/2022

B
Texas 4/25/2006

B
Maryland 8/17/2023

IA
Texas 7/14/2006

B
Massachusetts 1/13/2003

B
Vermont 10/23/2023

B
Nevada 10/4/2023

B
Virginia 1/13/2003

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
Registered with this firm since 7/14/2006

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
Registered with this firm since 9/13/1999

Previous Registration(s)
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IA
08/17/2004 - 12/31/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HEWLETT, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.