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BRETT ANDREW BAUCH
BRETT BAUCH
CRD#: 3271841
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 525 Junction Road
Suite 8100, North Tower
Madison, WI 53717
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS1999 - 2000 (<1 year)2 FIRMS2005 - 2010 (5 years)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - Present (12 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2001 - 2005 (3 years)BHARBOUR INVESTMENTS, INC. (CRD# 19258)2000 - 2001 (<1 year)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2004 - 2005 (1 year)
License(s)

State Registrations

B
California 10/4/2022

B
Michigan 11/19/2014

B
Colorado 7/17/2020

B
Minnesota 2/9/2022

B
Connecticut 9/1/2022

B
Nebraska 10/5/2022

B
District of Columbia 1/10/2020

B
New York 4/17/2024

B
Florida 7/16/2012

B
North Carolina 2/11/2021

B
Georgia 1/24/2024

B
Ohio 7/6/2021

B
Idaho 2/9/2022

B
Oregon 2/4/2020

B
Illinois 7/16/2012

B
Tennessee 1/5/2024

B
Indiana 11/24/2020

B
Texas 1/13/2021

B
Iowa 1/4/2016

IA
Texas 1/14/2021

B
Louisiana 1/20/2023

B
Virginia 7/25/2012

B
Maryland 4/13/2022

B
Wisconsin 7/16/2012

B
Massachusetts 2/26/2021

IA
Wisconsin 8/2/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
525 Junction Road Suite 8100, North Tower, Madison, WI 53717
MIDDLETON, WI
Registered with this firm since 8/2/2012

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
525 Junction Road Suite 8100, North Tower, Madison, WI 53717
MIDDLETON, WI
Registered with this firm since 7/16/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/03/2010 - 07/10/2012 METLIFE SECURITIES INC. (CRD#:14251) MADISON, WI
B
12/03/2010 - 07/10/2012 METLIFE SECURITIES INC. (CRD#:14251) MADISON, WI
IA
09/21/2005 - 11/30/2010 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) MIDDLETON, WI
B
09/21/2005 - 11/30/2010 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) MIDDLETON, WI
IA
03/16/2004 - 09/06/2005 PARK AVENUE SECURITIES LLC (CRD#:46173) MADISON, WI
B
12/03/2001 - 09/06/2005 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
08/09/2000 - 03/06/2001 HARBOUR INVESTMENTS, INC. (CRD#:19258) MADISON, WI
B
10/18/1999 - 08/21/2000 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
10/18/1999 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.