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Nathaniel Moore
Nathan Moore, Nathaniel Lee Moore
CRD#: 3271750
IA
Investment Adviser
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Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 6780 N. West Ave., Suite 101A
Fresno, CA 93711
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2022 (13 years)2 FIRMS2022 - Present (2 years)BPRUCO SECURITIES, LLC. (CRD# 5685)1999 - 2008 (8 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2000 - 2008 (7 years)
Disclosure(s)
View By:
11/23/2010
Judgment / Lien
5/19/2010
Customer Dispute
Closed-No Action
License(s)

State Registrations

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California 3/14/2022

B
New York 5/28/2022

B
California 3/15/2022

B
Oklahoma 3/26/2024

B
Colorado 3/15/2022

B
Oregon 3/14/2022

B
Idaho 3/14/2022

B
Rhode Island 5/9/2024

B
Massachusetts 11/8/2023

B
Texas 3/14/2022

B
Nevada 8/16/2024

IA
Texas 3/14/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
6780 N. West Ave., Suite 101A, Fresno, CA 93711
Registered with this firm since 3/14/2022

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PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
6780 N. West Ave., Suite 101A, Fresno, CA 93711
Registered with this firm since 3/14/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/22/2008 - 04/10/2022 LPL FINANCIAL LLC (CRD#:6413) FRESNO, CA
B
07/21/2008 - 04/10/2022 LPL FINANCIAL LLC (CRD#:6413) FRESNO, CA
IA
08/10/2000 - 07/23/2008 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) FRESNO, CA
B
09/09/1999 - 07/23/2008 PRUCO SECURITIES, LLC. (CRD#:5685) FRESNO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.