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Detailed Report
JASON DENNIS HARKEN
CRD#: 3271639
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1856 S COLLEGEVILLE RD
COLEGEVILLE, PA 19426
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1856 COLLEGEVILLE RD
COLLEGEVILLE, PA 19426
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BCITIZENS SECURITIES, INC. (CRD# 39550)2008 - 2023 (14 years)BPNC INVESTMENTS (CRD# 129052)2006 - 2008 (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2000 - 2006 (6 years)BNEW ENGLAND SECURITIES (CRD# 615)1999 - 2000 (<1 year)IACITIZENS SECURITIES, INC. (CRD# 39550)2009 - 2023 (14 years)
Disclosure(s)
View By:
4/20/2011
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/18/2023
B
Pennsylvania 5/18/2023
B
California 5/18/2023
IA
Pennsylvania 5/18/2023
B
Colorado 5/18/2023
B
Rhode Island 5/18/2023
B
Delaware 10/27/2023
B
South Carolina 5/18/2023
B
Florida 5/18/2023
B
Texas 5/18/2023
B
Maryland 5/18/2023
IA
Texas 12/1/2023
B
Michigan 5/18/2023
B
Virginia 5/18/2023
B
New Jersey 5/18/2023
B
Wisconsin 5/18/2023
B
North Carolina 5/18/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
1856 COLLEGEVILLE RD, COLLEGEVILLE, PA 19426
702 S MAIN ST, PHOENIXVILLE, PA 19460
Registered with this firm since 5/18/2023
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
1856 S COLLEGEVILLE RD, COLEGEVILLE, PA 19426
Registered with this firm since 5/18/2023
Previous Registration(s)
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IA
 01/29/2009 - 05/19/2023 CITIZENS SECURITIES, INC. (CRD#:39550) LIMERICK, PA
B
 10/10/2008 - 05/19/2023 CITIZENS SECURITIES, INC. (CRD#:39550) LIMERICK, PA
B
 12/01/2006 - 10/06/2008 PNC INVESTMENTS (CRD#:129052) FRAZER, PA
B
 07/12/2000 - 10/19/2006 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
B
 09/03/1999 - 08/10/2000 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.