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SANGYONG KANG
James Kang, Sangyong Kang
CRD#: 3271622
IA
B
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 5725 State Bridge Road
#106
Alpharetta, GA 30022
#106
Alpharetta, GA 30022
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 5725 State Bridge Road
#106
Alpharetta, GA 30022
#106
Alpharetta, GA 30022
0
Disclosures
7
Years of Experience
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State Registrations
B
Alabama 3/1/2024
B
Georgia 8/31/2022
IA
Alabama 3/1/2024
IA
Georgia 9/2/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/2/2022
B
Registered with this firm since 8/31/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/21/2022 - 06/30/2022 | DULUTH, GA | |
B | 12/02/2021 - 01/21/2022 | ATLANTA, GA | |
B | 01/09/2006 - 11/30/2006 | LAGUNA HILLS, CA | |
B | 05/01/2003 - 12/18/2003 | LAGUNA HILLS, CA | |
IA | 07/31/2002 - 04/30/2003 | NEW YORK, NY | |
B | 02/21/2000 - 04/30/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.