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KELLY L. VOSTAL
KELLY LIZABETH NASH, KELLY LIZABETH VOSTAL, KELLY VOSTAL
CRD#: 3271615
IA
Investment Adviser
B
Broker
WORLD ADVISORY SERVICESCRD#: 20626 MANASQUAN, NJ
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (13 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2004 - 2011 (7 years)BAXA ADVISORS, LLC (CRD# 6627)1999 - 2004 (5 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1999 - 2000 (<1 year)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2005 - 2011 (6 years)IAAXA ADVISORS, LLC (CRD# 6627)2002 - 2004 (2 years)
Disclosure(s)
View By:
7/11/2005
Customer Dispute
Denied
1/30/2004
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Indiana 11/10/2021

IA
New Jersey 1/4/2012

B
New Jersey 1/4/2012

IA
South Carolina 9/7/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WORLD ADVISORY SERVICES (CRD#:20626)
MANASQUAN, NJ
Registered with this firm since 1/4/2012

B
WORLD INVESTMENTS, INC. (CRD#:20626)
MANASQUAN, NJ
Registered with this firm since 1/4/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/14/2005 - 12/13/2011 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) MANASQUAN, NJ
B
10/21/2004 - 12/13/2011 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) MANASQUAN, NJ
IA
07/30/2002 - 10/18/2004 AXA ADVISORS, LLC (CRD#:6627) NEPTUNE, NJ
B
08/12/1999 - 10/18/2004 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
08/12/1999 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.