Individual Firm
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JOSEPH DAVID BESHARA
JOE BESHARA, JOSEPH D BESHARA, JOSEPH BESHARA, Joseph David Beshara
CRD#: 3270794
IA
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BAHL & GAYNOR INCCRD#: 106139 Tampa, FL
QUASAR DISTRIBUTORS, LLCCRD#: 103848 Tampa, FL
0
Disclosures
25
Years of Experience
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State Registrations
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California 10/19/2023
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Florida 3/26/2024
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California 2/28/2024
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Puerto Rico 11/1/2023
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Florida 10/19/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/20/2010 - 07/06/2023 | Tampa, FL | |
B | 12/20/2010 - 07/06/2023 | LISLE, IL | |
B | 03/10/2009 - 12/22/2010 | DEERFIELD, IL | |
IA | 11/30/2007 - 02/03/2009 | CHICAGO, IL | |
B | 11/30/2007 - 02/03/2009 | CHICAGO, IL | |
IA | 04/02/2007 - 12/05/2007 | RIVERWOODS, IL | |
B | 04/02/2007 - 12/05/2007 | RIVERWOODS, IL | |
IA | 01/20/2000 - 04/02/2007 | RIVERWOODS, IL | |
B | 08/30/1999 - 04/02/2007 | RIVERWOODS, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.