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Morgan MATTHEW Campbell
CRD#: 3270385
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 75 PORT CITY LNDG
MOUNT PLEASANT, SC 29464
MOUNT PLEASANT, SC 29464
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Disclosures
24
Years of Experience
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State Registrations
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Alabama 2/16/2012
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Nebraska 5/15/2013
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Alaska 3/1/2012
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Nevada 10/1/2013
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Arizona 10/23/2009
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New Hampshire 5/15/2013
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Arkansas 10/1/2013
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New Jersey 10/23/2009
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California 10/23/2009
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New Mexico 4/26/2010
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Colorado 10/23/2009
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New York 10/23/2009
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Connecticut 2/16/2012
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North Carolina 10/23/2009
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Delaware 10/23/2009
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North Dakota 1/15/2014
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District of Columbia 10/23/2009
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Ohio 10/23/2009
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Florida 10/23/2009
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Oklahoma 1/15/2014
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Georgia 10/23/2009
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Oregon 10/27/2009
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Hawaii 10/1/2013
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Pennsylvania 10/23/2009
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Idaho 10/1/2013
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Puerto Rico 1/15/2014
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Illinois 10/23/2009
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Rhode Island 5/15/2013
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Indiana 10/27/2009
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South Carolina 10/23/2009
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Iowa 10/1/2013
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South Carolina 10/23/2009
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Kansas 10/1/2013
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South Dakota 1/15/2014
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Kentucky 10/23/2009
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Texas 10/23/2009
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Louisiana 4/26/2010
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Texas 2/7/2013
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Maine 2/16/2012
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Utah 10/1/2013
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Maryland 10/23/2009
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Vermont 5/15/2013
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Massachusetts 10/23/2009
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Virgin Islands 5/15/2013
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Michigan 10/23/2009
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Virginia 10/23/2009
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Minnesota 10/23/2009
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Washington 2/16/2012
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Mississippi 2/16/2012
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West Virginia 4/26/2010
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Missouri 6/15/2010
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Wisconsin 2/1/2013
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Montana 1/15/2014
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Wyoming 6/15/2010
SRO Registrations
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IA
Registered with this firm since 10/23/2009
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Registered with this firm since 10/23/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2004 - 10/23/2009 | CHARLESTON, SC | |
B | 08/02/2004 - 10/23/2009 | CHARLESTON, SC | |
IA | 02/17/2004 - 04/07/2004 | HUNTINGTON, WV | |
B | 02/09/2004 - 04/07/2004 | CHICAGO, IL | |
IA | 01/23/2004 - 03/11/2004 | NASHVILLE, TN | |
B | 09/26/2000 - 03/11/2004 | BOSTON, MA | |
IA | 10/16/2000 - 12/31/2003 | NASHVILLE, TN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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