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MICHAEL L CALVIN
MICHAEL LANE CALVIN, MICHAEL (MIKE) CALVIN, MIKE CALVIN, Michael Calvin
CRD#: 3269670
IA
B
MORGAN STANLEYCRD#: 149777 8701 Bee Caves Road
Suite 300
Austin, TX 78746
Suite 300
Austin, TX 78746
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alabama 1/17/2024
B
Minnesota 8/17/2022
B
Arizona 5/12/2022
B
Missouri 1/17/2024
B
Arkansas 1/17/2024
B
Nevada 1/17/2024
B
California 5/12/2022
B
New Jersey 8/23/2023
B
Colorado 5/12/2022
B
New York 12/20/2023
B
Delaware 4/18/2023
B
North Carolina 5/12/2022
B
Florida 5/12/2022
B
Ohio 1/18/2024
B
Georgia 5/12/2022
B
Oklahoma 5/12/2022
B
Hawaii 1/17/2024
B
Oregon 5/12/2022
B
Illinois 5/12/2022
B
Pennsylvania 1/3/2024
B
Indiana 5/12/2022
B
South Carolina 1/17/2024
B
Kansas 5/12/2022
B
Tennessee 5/20/2022
B
Kentucky 1/17/2024
B
Texas 5/12/2022
B
Louisiana 1/17/2024
IA
Texas 5/12/2022
B
Maine 1/17/2024
B
Virginia 1/17/2024
B
Maryland 3/14/2024
B
Washington 1/17/2024
B
Massachusetts 1/17/2024
B
Wisconsin 1/17/2024
B
Michigan 5/12/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/12/2022
B
Registered with this firm since 5/12/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2015 - 05/13/2022 | AUSTIN, TX | |
B | 02/13/2015 - 05/13/2022 | AUSTIN, TX | |
IA | 12/05/2008 - 02/24/2015 | AUSTIN, TX | |
B | 12/05/2008 - 02/24/2015 | AUSTIN, TX | |
IA | 08/03/2004 - 12/10/2008 | AUSTIN, TX | |
B | 08/03/2004 - 12/10/2008 | AUSTIN, TX | |
IA | 07/15/2004 - 12/31/2004 | AUSTIN, TX | |
B | 03/25/2004 - 05/24/2004 | DULUTH, GA | |
IA | 02/28/2001 - 08/20/2002 | AUSTIN, TX | |
B | 07/05/2001 - 08/20/2002 | WEST LAKE HILLS, TX | |
B | 08/12/1999 - 01/29/2001 | AUSTIN, TX |
AUSTIN, TX
07/15/2004 - 12/31/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.