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Detailed Report
BRADLEY JOSEPH KNUFFKE
BRAD KNUFFKE
CRD#: 3269041
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 5500 MEADOWS RD
SUITE 175
LAKE OSWEGO, OR 97035
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2016 - 2024 (8 years)BMETLIFE SECURITIES INC. (CRD# 14251)2001 - 2016 (14 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2001 - 2007 (6 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2001 - 2001 (<1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2017 - 2024 (7 years)
License(s)

State Registrations

B
Alaska 11/14/2024
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Nebraska 11/14/2024
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Arizona 11/14/2024
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Nevada 11/14/2024
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Arkansas 11/14/2024
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New Jersey 11/14/2024
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California 11/14/2024
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New Mexico 11/14/2024
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Colorado 11/14/2024
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North Carolina 11/14/2024
B
Delaware 11/14/2024
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North Dakota 11/14/2024
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District of Columbia 11/14/2024
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Ohio 11/14/2024
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Florida 11/15/2024
B
Oregon 11/14/2024
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Georgia 11/14/2024
IA
Oregon 11/21/2024
B
Hawaii 11/14/2024
B
South Carolina 11/14/2024
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Idaho 11/14/2024
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South Dakota 11/14/2024
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Indiana 11/14/2024
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Texas 11/14/2024
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Iowa 11/14/2024
IA
Texas 11/14/2024
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Kansas 11/14/2024
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Utah 11/14/2024
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Louisiana 11/14/2024
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Vermont 11/14/2024
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Massachusetts 11/14/2024
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Virginia 11/14/2024
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Michigan 11/14/2024
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Washington 11/14/2024
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Minnesota 11/14/2024
IA
Washington 11/14/2024
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Missouri 11/14/2024
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Wisconsin 11/14/2024
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Montana 11/14/2024
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Wyoming 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
5500 MEADOWS RD SUITE 175, LAKE OSWEGO, OR 97035
7525 SE 24TH STREET SUITE 110, MERCER ISLAND, WA 98040
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
5500 MEADOWS RD SUITE 175, LAKE OSWEGO, OR 97035
7525 SE 24TH STREET SUITE 110, MERCER ISLAND, WA 98040
Registered with this firm since 11/14/2024
Previous Registration(s)
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IA
 01/20/2017 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Mercer Island, WA
B
 07/12/2016 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Mercer Island, WA
B
 06/13/2001 - 05/02/2016 METLIFE SECURITIES INC. (CRD#:14251) GREENWOOD VILLAGE, CO
B
 06/13/2001 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) DALLAS, TX
B
 04/11/2001 - 06/26/2001 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.