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Detailed Report
JOSEPH FRANCIS HICKEY
CRD#: 3268619
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 227 West Monroe Street
Suite 3400
Chicago, IL 60606
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (9 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2009 (8 years)
License(s)

State Registrations

B
Arizona 12/13/2017
B
Missouri 9/2/2021
B
California 6/1/2009
B
Nevada 6/1/2009
B
Colorado 9/27/2016
B
New Jersey 10/11/2010
B
Delaware 12/19/2023
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 7/28/2011
B
Georgia 8/7/2015
B
Ohio 6/1/2009
B
Idaho 11/14/2023
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
B
Texas 3/7/2016
IA
Illinois 6/1/2009
IA
Texas 9/28/2016
B
Indiana 6/1/2009
B
Utah 6/1/2009
B
Kansas 7/10/2024
B
Virginia 10/1/2015
B
Maryland 6/1/2009
B
Washington 10/26/2020
B
Minnesota 6/1/2009
B
Wisconsin 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
227 West Monroe Street Suite 3400, Chicago, IL 60606
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
227 West Monroe Street Suite 3400, Chicago, IL 60606
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 02/09/2001 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
 09/16/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.