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REFONNE BERNATH
CRD#: 3268525
IA
B
MORGAN STANLEYCRD#: 149777 733 Bishop Street
Suite 2800
Honolulu, HI 96813
Suite 2800
Honolulu, HI 96813
0
Disclosures
24
Years of Experience
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State Registrations
B
Arizona 6/1/2009
B
Minnesota 11/4/2010
B
California 6/1/2009
B
Missouri 10/7/2024
B
Colorado 6/1/2009
B
Montana 8/27/2021
B
Connecticut 11/20/2014
B
Nevada 3/18/2018
B
Delaware 7/15/2020
B
New Hampshire 8/31/2022
B
District of Columbia 6/6/2018
B
New Jersey 8/30/2019
B
Florida 6/1/2009
B
New Mexico 6/17/2022
IA
Florida 6/1/2009
B
New York 1/13/2016
B
Georgia 10/7/2024
B
North Carolina 6/17/2022
B
Hawaii 6/1/2009
B
North Dakota 1/4/2022
IA
Hawaii 6/1/2009
B
Oklahoma 8/31/2022
B
Idaho 6/1/2009
B
Oregon 6/1/2009
B
Illinois 6/17/2022
B
Pennsylvania 6/17/2022
B
Louisiana 3/25/2018
B
Texas 6/1/2009
B
Maine 6/3/2021
IA
Texas 6/1/2009
B
Maryland 6/1/2009
B
Utah 6/17/2022
B
Massachusetts 3/18/2018
B
Virginia 6/1/2009
B
Michigan 9/1/2017
B
Washington 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | HONOLULU, HI | |
B | 04/02/2007 - 06/01/2009 | HONOLULU, HI | |
IA | 07/10/2001 - 04/02/2007 | ORLANDO, FL | |
B | 07/17/2000 - 04/02/2007 | ORLANDO, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.