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WALTER GERALD ROGERS
WALTER G ROGERS
CRD#: 3268044
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 525 FLORIDA AVENUE SW
DENHAM SPRINGS, LA 70726
CETERA INVESTMENT SERVICES LLCCRD#: 15340 525 FLORIDA AVENUE SW
DENHAM SPRINGS, LA 70726
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2022 (10 years)2 FIRMS2022 - Present (2 years)BHANCOCK INVESTMENT SERVICES, INC. (CRD# 40637)2002 - 2009 (6 years)BFINANCIAL DESIGN, INC. (CRD# 104174)2002 - 2002 (<1 year)BEDWARD JONES (CRD# 250)2000 - 2002 (2 years)
License(s)

State Registrations

B
Alabama 8/10/2022

B
Missouri 8/10/2022

B
Alaska 8/10/2022

B
Montana 8/10/2022

B
Arizona 8/10/2022

B
Nebraska 8/10/2022

B
Arkansas 8/10/2022

B
Nevada 8/10/2022

B
California 8/10/2022

B
New Hampshire 8/10/2022

B
Colorado 8/10/2022

B
New Jersey 8/10/2022

B
Connecticut 8/10/2022

B
New Mexico 8/10/2022

B
Delaware 8/10/2022

B
New York 8/10/2022

B
District of Columbia 8/10/2022

B
North Carolina 8/10/2022

B
Florida 8/11/2022

B
North Dakota 8/10/2022

B
Georgia 8/10/2022

B
Ohio 8/10/2022

B
Hawaii 8/10/2022

B
Oklahoma 8/10/2022

B
Idaho 8/10/2022

B
Oregon 8/10/2022

B
Illinois 8/10/2022

B
Pennsylvania 8/10/2022

B
Indiana 8/10/2022

B
Rhode Island 8/10/2022

B
Iowa 8/10/2022

B
South Carolina 8/10/2022

B
Kansas 8/10/2022

B
South Dakota 8/10/2022

B
Kentucky 8/10/2022

B
Texas 8/10/2022

B
Louisiana 8/10/2022

IA
Texas 8/10/2022

IA
Louisiana 8/10/2022

B
Utah 8/10/2022

B
Maine 8/10/2022

B
Vermont 8/10/2022

B
Maryland 8/10/2022

B
Virginia 8/10/2022

B
Massachusetts 8/10/2022

B
Washington 8/10/2022

B
Michigan 8/10/2022

B
West Virginia 8/10/2022

B
Minnesota 8/10/2022

B
Wisconsin 8/10/2022

B
Mississippi 8/10/2022

B
Wyoming 8/10/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
525 FLORIDA AVENUE SW, DENHAM SPRINGS, LA 70726
Registered with this firm since 8/10/2022

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
525 FLORIDA AVENUE SW, DENHAM SPRINGS, LA 70726
Registered with this firm since 8/10/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/13/2011 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) DENHAM SPRINGS, LA
B
10/10/2011 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) DENHAM SPRINGS, LA
IA
03/02/2009 - 10/11/2011 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
B
03/02/2009 - 10/11/2011 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
B
08/19/2002 - 02/23/2009 HANCOCK INVESTMENT SERVICES, INC. (CRD#:40637) BATON ROUGE, LA
B
02/14/2002 - 05/06/2002 FINANCIAL DESIGN, INC. (CRD#:104174) BATON ROUGE, LA
B
02/16/2000 - 02/04/2002 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.