Individual Firm
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FRANKLIN JOSE RAMIREZ
CRD#: 3267882
IA
B
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING
2750 Aventura Blvd.
Aventura, FL 33180
2750 Aventura Blvd.
Aventura, FL 33180
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Disclosures
25
Years of Experience
View By:
State Registrations
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California 2/7/2011
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Michigan 2/7/2011
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Colorado 3/6/2009
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Nevada 9/17/2014
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Connecticut 2/7/2011
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New Jersey 2/7/2011
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Delaware 5/21/2021
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New Mexico 2/7/2011
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District of Columbia 4/7/2011
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New York 5/29/2007
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Florida 5/29/2007
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North Carolina 5/29/2007
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Florida 5/29/2007
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Ohio 2/8/2011
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Georgia 5/29/2007
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Pennsylvania 2/13/2009
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Hawaii 5/29/2007
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Puerto Rico 5/29/2007
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Illinois 5/29/2007
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South Carolina 12/1/2023
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Louisiana 2/7/2011
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Texas 5/29/2007
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Maryland 2/4/2010
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Utah 7/24/2019
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Massachusetts 2/7/2011
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Wisconsin 2/7/2011
SRO Registrations
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Registered with this firm since 5/29/2007
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Registered with this firm since 5/29/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/07/2004 - 05/29/2007 | MIAMI BEACH, FL | |
B | 08/12/1999 - 05/29/2007 | MIAMI BEACH, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.