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Detailed Report
BRIAN JAMES SEITS
BRIAN SEITS
CRD#: 3266901
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3353 PAN AMERICAN DR
MIAMI, FL 33133
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)
License(s)

State Registrations

B
Arizona 11/9/2022
B
Massachusetts 2/13/2025
B
California 3/29/2005
B
Missouri 11/28/2012
B
Colorado 6/1/2007
B
New Jersey 12/10/2024
B
Connecticut 12/8/2011
B
New York 8/12/2004
B
Delaware 2/27/2024
B
North Carolina 8/23/2005
B
Florida 10/1/2000
B
Ohio 3/15/2024
IA
Florida 10/1/2000
B
Pennsylvania 8/19/2019
B
Georgia 10/1/2000
B
Rhode Island 2/28/2005
B
Indiana 1/10/2013
B
South Carolina 11/22/2016
B
Maine 1/30/2025
B
Texas 9/15/2004
B
Maryland 6/1/2007
IA
Texas 1/20/2015

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3353 PAN AMERICAN DR, MIAMI, FL 33133
7100 N KENDALL DR/SW 88TH ST, MIAMI, FL 33156
Registered with this firm since 10/1/2000
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3353 PAN AMERICAN DR, MIAMI, FL 33133
7100 N KENDALL DR/SW 88TH ST, MIAMI, FL 33156
Registered with this firm since 10/1/2000
Previous Registration(s)
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B
 10/20/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.