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KIMBERLY ANN OLIVER
KIMBERLY MCCLURE, KIMBERLY MCLANE, KIMBERLY A OLIVER, Kimberly M Oliver
CRD#: 3266756
IA
B
WEALTH ADVISORS OF TAMPA BAYCRD#: 162724 777 SOUTH HARBOUR ISLAND BOULEVARD
SUITE 370
TAMPA, FL 33602
SUITE 370
TAMPA, FL 33602
LPL FINANCIAL LLCCRD#: 6413 777 SOUTH HARBOUR ISLAND BLVD
TAMPA, FL 33602
TAMPA, FL 33602
0
Disclosures
24
Years of Experience
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State Registrations
B
Florida 9/18/2019
B
Georgia 9/18/2019
IA
Florida 11/21/2019
B
New York 1/9/2024
SRO Registrations
B
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IA
Registered with this firm since 11/21/2019
B
Registered with this firm since 9/18/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/08/2016 - 09/11/2019 | TAMPA, FL | |
B | 09/07/2016 - 09/11/2019 | TAMPA, FL | |
IA | 02/02/2016 - 09/28/2016 | SAN LUIS OBISPO, CA | |
B | 02/01/2016 - 09/28/2016 | SAN LUIS OBISPO, CA | |
IA | 02/13/2012 - 09/29/2015 | TAMPA, FL | |
B | 01/20/2012 - 09/29/2015 | TAMPA, FL | |
IA | 09/15/2008 - 01/23/2012 | RENTON, WA | |
B | 08/28/2008 - 01/23/2012 | TAMPA, FL | |
IA | 02/27/2004 - 07/31/2008 | ST. PETERSBURG, FL | |
B | 02/27/2004 - 07/31/2008 | ST. PETERSBURG, FL | |
IA | 01/04/2001 - 02/27/2004 | ST. PETERSBURG,, FL | |
B | 01/04/2001 - 02/27/2004 | ST. PETERSBURG, FL | |
B | 10/11/2000 - 01/08/2001 | ST. PETERSBURG, FL |
RENTON, WA
09/15/2008 - 01/23/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.