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MICHAEL SHEA BEHNER
MIKE BEHNER
CRD#: 3264037
IA
Investment Adviser
NAUTILUS ADVISORS LLCCRD#: 154169 4747 MORENA BLVD.
SUITE 358
SAN DIEGO, CA 92117
Registration History
20002002200420062008201020122014201620182020202220242026IANAUTILUS ADVISORS LLC (CRD# 154169)2010 - Present (14 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2005 - 2010 (5 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2005 (1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2003 (2 years)
Disclosure(s)
View By:
5/3/2012
Customer Dispute
Denied
1/6/2010
Customer Dispute
Denied
12/11/2001
Customer Dispute
Denied
License(s)

State Registrations

IA
California 9/2/2010

Current Registration(s)
IA
NAUTILUS ADVISORS LLC (CRD#:154169)
4747 MORENA BLVD. SUITE 358, SAN DIEGO, CA 92117
Registered with this firm since 9/2/2010

Previous Registration(s)
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03/02/2005 - 09/07/2010 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) SAN DIEGO, CA
IA
10/20/2003 - 02/16/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN DIEGO, CA
IA
05/04/2000 - 02/12/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) LA JOLLA, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.