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Detailed Report
David Bradley Slusarski
DAVID B SLUSARSKI
CRD#: 3263822
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Investment Adviser
GOLDMAN SACHS ASSET MANAGEMENT, L.P.CRD#: 107738 Prosper, TX
Registration History
1995200020052010201520202025IAGOLDMAN SACHS ASSET MANAGEMENT... (CRD# 107738)2022 - Present (2 years)IANEXTCAPITAL ADVISERS (CRD# 173996)2021 - 2022 (1 year)IASTRUCTURAL (CRD# 140134)2010 - 2012 (2 years)IAFISHER INVESTMENTS (CRD# 107342)2005 - 2008 (2 years)
Disclosure(s)
View By:
5/22/1995
Criminal
Final Disposition
License(s)

State Registrations

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Illinois 12/12/2022
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Texas 12/8/2022
Current Registration(s)
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GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD#:107738)
Prosper, TX
104 S Michigan Ave Suite 1400, Chicago, IL 60603
Registered with this firm since 12/8/2022
Previous Registration(s)
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 04/22/2021 - 12/15/2022 NEXTCAPITAL ADVISERS (CRD#:173996) CHICAGO, IL
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 01/21/2010 - 12/31/2012 STRUCTURAL (CRD#:140134) WOODSIDE, CA
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 07/13/2005 - 01/25/2008 FISHER INVESTMENTS (CRD#:107342) WOODSIDE, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.