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LORRAINE GARCIA RODRIGUEZ
LORRAINE V GARCIA, LORRAINE VASQUEZ GARCIA, Lorraine Rodriguez
CRD#: 3263201
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 OCOEE, FL
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 OCOEE, FL
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (1 year)2 FIRMS2023 - Present (1 year)BMISSIONSQUARE INVESTMENT SERVICES (CRD# 23189)2016 - 2022 (6 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2007 - 2016 (8 years)BCOLONIAL BROKERAGE, INC. (CRD# 111668)2006 - 2007 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2003 (1 year)IAMISSIONSQUARE RETIREMENT (CRD# 108783)2018 - 2022 (4 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2003 (1 year)
License(s)

State Registrations

B
Alabama 1/20/2023

B
Montana 1/20/2023

B
Alaska 1/20/2023

B
Nebraska 1/20/2023

B
Arizona 1/19/2023

B
Nevada 1/20/2023

B
Arkansas 1/20/2023

B
New Hampshire 1/20/2023

B
California 1/20/2023

B
New Jersey 1/20/2023

B
Colorado 1/9/2023

B
New Mexico 1/20/2023

B
Connecticut 1/10/2023

B
New York 1/20/2023

B
Delaware 1/20/2023

B
North Carolina 1/20/2023

B
District of Columbia 1/9/2023

B
North Dakota 1/20/2023

B
Florida 1/9/2023

B
Ohio 1/10/2023

IA
Florida 3/29/2023

B
Oklahoma 1/20/2023

B
Georgia 1/20/2023

B
Oregon 1/20/2023

B
Hawaii 1/20/2023

B
Pennsylvania 1/20/2023

B
Idaho 1/10/2023

B
Puerto Rico 1/9/2023

B
Illinois 1/20/2023

B
Rhode Island 1/20/2023

B
Indiana 1/20/2023

B
South Carolina 1/20/2023

B
Iowa 1/20/2023

B
South Dakota 1/20/2023

B
Kansas 1/20/2023

B
Tennessee 1/20/2023

B
Kentucky 1/20/2023

B
Texas 1/20/2023

B
Louisiana 1/9/2023

IA
Texas 3/13/2023

B
Maine 1/20/2023

B
Utah 1/20/2023

B
Maryland 1/9/2023

B
Vermont 1/20/2023

B
Massachusetts 1/20/2023

B
Virginia 1/10/2023

B
Michigan 1/20/2023

B
Washington 1/20/2023

B
Minnesota 1/20/2023

B
West Virginia 1/20/2023

B
Mississippi 1/20/2023

B
Wisconsin 1/20/2023

B
Missouri 1/20/2023

B
Wyoming 1/20/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
OCOEE, FL
Registered with this firm since 3/13/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
OCOEE, FL
Registered with this firm since 1/9/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/11/2018 - 11/08/2022 MISSIONSQUARE RETIREMENT (CRD#:108783) Ocoee, FL
B
07/07/2016 - 11/08/2022 MISSIONSQUARE INVESTMENT SERVICES (CRD#:23189) WASHINGTON, DC
B
10/10/2007 - 05/23/2016 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) RALEIGH, NC
B
02/28/2006 - 10/11/2007 COLONIAL BROKERAGE, INC. (CRD#:111668) MONTGOMERY, AL
IA
09/24/2003 - 07/19/2005 COMPASS CAPITAL ASSET MANAGEMENT (CRD#:13787) CHARLOTTE, NC
B
09/24/2003 - 07/19/2005 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) CHARLOTTE, NC
IA
01/22/2002 - 01/06/2003 MORGAN STANLEY (CRD#:7556) CHARLOTTE, NC
B
05/24/2001 - 01/06/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.