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Detailed Report
LISA EKIN FARRIER
MELISSA LYNN EKIN, MELISSA EKIN
CRD#: 3262734
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Investment Adviser
NEST EGG FINANCIAL ADVISORSCRD#: 297602 INCLINE VILLAGE, NV
Registration History
2014201520162017201820192020202120222023202420252026IANEST EGG FINANCIAL ADVISORS (CRD# 297602)2018 - Present (6 years)IAOPEN WINDOW FINANCIAL SOLUTION... (CRD# 131562)2014 - 2016 (2 years)
License(s)

State Registrations

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California 1/3/2019
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Nevada 10/12/2018
Current Registration(s)
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NEST EGG FINANCIAL ADVISORS (CRD#:297602)
INCLINE VILLAGE, NV
Registered with this firm since 10/12/2018
Previous Registration(s)
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 02/24/2014 - 11/10/2016 OPEN WINDOW FINANCIAL SOLUTIONS, LTD. (CRD#:131562) RENO, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.