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ZOYA LECHTHOLZ
CRD#: 3262316
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 11845 W Olympic Blvd
Ste 980W
Los Angeles, CA 90064-5172
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - Present (6 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2007 (4 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)2001 - 2001 (<1 year)IAMORGAN STANLEY (CRD# 7556)2006 - 2007 (1 year)
License(s)

State Registrations

B
California 3/13/2018

IA
California 3/13/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
11845 W Olympic Blvd Ste 980W, Los Angeles, CA 90064-5172
Los Angeles, CA
Registered with this firm since 3/13/2018

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
11845 W Olympic Blvd Ste 980W, Los Angeles, CA 90064-5172
Los Angeles, CA
Registered with this firm since 3/13/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/21/2017 - 02/01/2018 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) Los Angeles, CA
B
08/21/2017 - 02/01/2018 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) LOS ANGELES, CA
IA
01/12/2015 - 08/21/2017 OPPENHEIMER & CO. INC. (CRD#:249) LOS ANGELES, CA
B
01/12/2015 - 08/21/2017 OPPENHEIMER & CO. INC. (CRD#:249) LOS ANGELES, CA
IA
09/04/2012 - 01/12/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) BEVERLY HILLS, CA
B
09/17/2012 - 01/12/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) BEVERLY HILLS, CA
IA
05/19/2011 - 04/13/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
B
05/18/2011 - 04/13/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
IA
06/01/2009 - 09/04/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) PROVIDENCE, RI
B
06/01/2009 - 09/04/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PROVIDENCE, RI
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PROVIDENCE, RI
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PROVIDENCE, RI
IA
04/18/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) PROVIDENCE, RI
B
12/10/2002 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) PROVIDENCE, RI
B
03/05/2001 - 12/17/2001 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.