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MICHAEL PATRICK DEMPSEY
CRD#: 3261536
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 31500 NORTHWESTERN HIGHWAY
SUITE 150
FARMINGTON HILLS, MI 48334
Registration History
2010201220142016201820202022202420262 FIRMS2011 - 2024 (12 years)2 FIRMS2024 - Present (<1 year)BNEWEDGE USA, LLC (CRD# 36118)2010 - 2011 (<1 year)
Disclosure(s)
View By:
5/14/2012
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 4/23/2024

B
New Jersey 4/23/2024

B
California 4/23/2024

B
North Carolina 5/1/2024

B
Colorado 4/23/2024

B
Ohio 4/23/2024

B
Florida 4/23/2024

B
Pennsylvania 4/23/2024

B
Illinois 4/23/2024

B
South Carolina 4/23/2024

B
Maryland 12/12/2024

B
Tennessee 4/23/2024

B
Massachusetts 4/23/2024

B
Texas 4/23/2024

B
Michigan 4/23/2024

IA
Texas 5/2/2024

IA
Michigan 4/23/2024

B
Utah 4/23/2024

B
Missouri 4/23/2024

B
Virginia 4/23/2024

B
Nevada 4/23/2024

B
Wisconsin 6/4/2024

B
New Hampshire 4/23/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
31500 NORTHWESTERN HIGHWAY SUITE 150, FARMINGTON HILLS, MI 48334
Registered with this firm since 4/23/2024

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
31500 NORTHWESTERN HIGHWAY SUITE 150, FARMINGTON HILLS, MI 48334
Registered with this firm since 4/23/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/26/2011 - 04/29/2024 WELLS FARGO ADVISORS (CRD#:19616) FARMINGTON HILLS, MI
B
05/26/2011 - 04/29/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FARMINGTON HILLS, MI
B
09/06/2010 - 05/10/2011 NEWEDGE USA, LLC (CRD#:36118) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.