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SUE ELLEN ALLBAUGH
CRD#: 3260878
IA
B
PNC INVESTMENTSCRD#: 129052 1 CASS CITY CENTER
Suite 200
LOGANSPORT, IN 46947
Suite 200
LOGANSPORT, IN 46947
0
Disclosures
18
Years of Experience
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State Registrations
B
Alabama 11/13/2009
B
Massachusetts 11/13/2009
B
Arkansas 11/13/2009
B
Michigan 11/13/2009
B
California 11/13/2009
B
Missouri 11/13/2009
B
Colorado 11/13/2009
B
Nevada 11/13/2009
B
Florida 11/13/2009
B
New Jersey 11/13/2009
B
Georgia 11/13/2009
B
New York 11/13/2009
B
Illinois 11/13/2009
B
North Carolina 11/13/2009
B
Indiana 11/13/2009
B
Ohio 11/13/2009
IA
Indiana 11/13/2009
B
Texas 11/13/2009
B
Kansas 11/13/2009
B
Washington 11/13/2009
B
Kentucky 11/13/2009
SRO Registrations
B
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IA
Registered with this firm since 11/13/2009
B
Registered with this firm since 11/13/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/26/2006 - 11/13/2009 | LOGANSPORT, IN | |
B | 06/15/2006 - 11/13/2009 | LOGANSPORT, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.