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Detailed Report
Allen Bennett Wessel
ALLEN WESSEL
CRD#: 3260496
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 201 EAST MAIN ST
NEW HOLLAND, PA 17557
Registration History
20002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2019 - Present (6 years)BEDWARD JONES (CRD# 250)1999 - Present (25 years)
License(s)

State Registrations

B
Arizona 10/13/2004
B
New Hampshire 3/12/2014
B
California 9/3/2002
B
New Jersey 10/13/2005
B
Colorado 12/20/2007
B
New York 1/25/2008
B
Connecticut 9/30/2004
B
North Carolina 1/26/2004
B
Delaware 9/3/2002
B
Ohio 6/10/2004
B
Florida 1/31/2000
B
Pennsylvania 9/29/1999
B
Georgia 6/20/2011
IA
Pennsylvania 10/16/2023
B
Idaho 12/8/2000
B
South Carolina 11/11/2004
B
Illinois 1/15/2010
B
Tennessee 2/2/2011
B
Indiana 11/24/1999
B
Texas 12/18/2006
B
Maine 1/25/2023
IA
Texas 3/7/2019
B
Maryland 12/4/2003
B
Virginia 10/18/2002
B
Massachusetts 4/24/2024
B
Washington 4/23/2002
B
Montana 10/25/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
201 EAST MAIN ST, NEW HOLLAND, PA 17557
Registered with this firm since 3/7/2019
B
EDWARD JONES (CRD#:250)
201 EAST MAIN ST, NEW HOLLAND, PA 17557
Registered with this firm since 9/10/1999
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.