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THOMAS JAMES ROCCOGRANDI
T.J. ROCCOGRANDI, THOMAS ROCCOGRANDI
CRD#: 3260443
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CHARLES SCHWAB & CO., INC.CRD#: 5393 18045 Garland Groh Blvd.
Hagerstown, MD 21740-2064
Hagerstown, MD 21740-2064
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Disclosures
19
Years of Experience
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State Registrations
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Alabama 8/25/2016
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Missouri 9/10/2024
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Alaska 9/10/2024
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Montana 4/17/2024
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Arizona 10/13/2016
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Nebraska 4/17/2024
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Arkansas 9/10/2024
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Nevada 9/8/2015
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California 9/4/2015
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New Hampshire 3/13/2018
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Colorado 1/18/2018
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New Jersey 7/8/2014
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Connecticut 8/25/2016
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New York 8/11/2016
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Delaware 1/18/2018
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North Carolina 7/8/2014
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District of Columbia 9/5/2018
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Ohio 8/26/2016
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Florida 10/13/2016
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Oregon 7/8/2014
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Georgia 10/13/2016
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Pennsylvania 9/19/2013
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Hawaii 5/19/2023
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Rhode Island 9/5/2018
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Illinois 9/30/2016
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South Carolina 10/20/2016
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Indiana 1/18/2018
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South Dakota 4/17/2024
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Iowa 10/13/2016
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Tennessee 2/17/2015
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Kansas 1/18/2019
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Texas 10/13/2016
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Kentucky 10/17/2022
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Texas 1/2/2019
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Louisiana 4/17/2024
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Utah 2/4/2020
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Maryland 9/19/2013
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Virginia 9/19/2013
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Maryland 1/9/2014
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Washington 5/1/2019
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Massachusetts 1/18/2019
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West Virginia 12/18/2012
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Michigan 4/17/2024
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Wisconsin 2/8/2022
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Minnesota 1/18/2019
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Wyoming 5/30/2019
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Mississippi 4/17/2024
SRO Registrations
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Registered with this firm since 12/20/2012
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Registered with this firm since 12/18/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/06/2010 - 12/31/2010 | MIDDLEBURG, VA | |
B | 03/18/2010 - 12/31/2010 | FALLING WATERS, WV | |
IA | 06/22/2007 - 04/15/2008 | WILMINGTON, NC | |
B | 06/22/2007 - 04/15/2008 | SOUTHERN SHORES, NC | |
IA | 05/16/2003 - 11/08/2006 | FREDERICK, MD | |
B | 05/16/2003 - 11/08/2006 | FREDERICK, MD | |
B | 09/23/2002 - 05/23/2003 | COLUMBUS, OH | |
B | 04/01/2002 - 08/15/2002 | BOSTON, MA | |
B | 02/01/2001 - 08/14/2001 | BOSTON, MA | |
B | 11/22/1999 - 03/21/2000 | ST. CLOUD, MN | |
B | 09/10/1999 - 10/26/1999 | ST. LOUIS, MO |
WILMINGTON, NC
06/22/2007 - 04/15/2008
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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