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John Burton Enoch Cestia III
BURT CESTIA III, BURTON ENOCH CESTIA III, BURTON CESTIA, JOHN BURTON CESTIA, JOHN BURTON ENOCH CESTIA III…
CRD#: 3260348
IA
B
NEWEDGE ADVISORSCRD#: 171351 223 East Main Street
New Iberia, LA 70560
New Iberia, LA 70560
NEWEDGE SECURITIES, LLCCRD#: 10674 223 East Main Street
New Iberia, LA 70560
New Iberia, LA 70560
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6/28/2018
Employment Separation After Allegations
State Registrations
IA
Louisiana 8/9/2018
B
Mississippi 2/13/2025
B
Louisiana 1/29/2025
IA
Texas 9/14/2018
SRO Registrations
B
B
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B
Registered with this firm since 1/21/2025
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Registered with this firm since 8/9/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/31/2024 - 01/29/2025 | NEW IBERIA, LA | |
B | 08/01/2018 - 08/02/2024 | New Iberia, LA | |
IA | 01/12/2007 - 07/11/2018 | NEW IBERIA, LA | |
B | 10/06/1999 - 07/11/2018 | NEW IBERIA, LA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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