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NATHAN LEE LINK
CRD#: 3259993
IA
B
MORGAN STANLEYCRD#: 149777 2400 Lakeview Parkway Suite 300
Alpharetta, GA 30009
Alpharetta, GA 30009
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 6/1/2009
B
Missouri 3/19/2024
B
Arizona 6/28/2021
B
Nevada 1/14/2016
B
Arkansas 6/1/2009
B
New Jersey 12/7/2016
B
California 2/5/2020
B
New York 2/27/2023
B
Colorado 3/19/2024
B
North Carolina 6/1/2009
B
District of Columbia 1/22/2025
B
Ohio 5/9/2023
B
Florida 6/1/2009
B
Oklahoma 9/27/2023
B
Georgia 6/1/2009
B
Pennsylvania 3/19/2024
IA
Georgia 6/1/2009
B
Puerto Rico 1/9/2025
B
Kansas 3/19/2024
B
South Carolina 6/1/2009
B
Kentucky 6/1/2009
B
Tennessee 6/1/2009
B
Louisiana 6/1/2009
B
Texas 6/1/2009
B
Maine 4/1/2019
IA
Texas 2/11/2014
B
Maryland 1/24/2023
B
Utah 10/4/2022
B
Massachusetts 4/12/2023
B
Virginia 8/11/2023
B
Michigan 9/25/2015
B
Washington 10/15/2024
B
Minnesota 1/10/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2005 - 06/01/2009 | ATLANTA, GA | |
B | 11/25/2005 - 06/01/2009 | ATLANTA, GA | |
IA | 03/05/2003 - 11/28/2005 | ATLANTA, GA | |
B | 08/14/1999 - 11/28/2005 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.