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Detailed Report
Gianluca Vincent Palermo
GIANIUCA VINCENT PALERMO, GIANLUCA V PALERMO, GIANLUCA VINCENT PALERMO
CRD#: 3259852
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 300 BROADHOLLOW RD
MELVILLE, NY 11747
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - 2015 (5 years)BJ.P.MORGAN SECURITIES INC. (CRD# 79)2008 - 2009 (<1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2007 - 2008 (<1 year)BFIVE MILE CAPITAL SECURITIES LLC (CRD# 115514)2004 - 2005 (1 year)BLAZARD FRERES & CO. LLC (CRD# 2528)2002 - 2002 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1999 - 1999 (<1 year)
Disclosure(s)
View By:
9/26/2012
Customer Dispute
Denied
License(s)

State Registrations

B
California 11/2/2015
B
New York 11/2/2015
B
Colorado 11/2/2015
IA
New York 4/19/2021
B
Connecticut 4/8/2021
B
North Carolina 11/2/2015
B
Delaware 12/8/2015
B
Pennsylvania 1/25/2023
B
Florida 11/2/2015
B
South Carolina 11/1/2018
B
Maryland 5/30/2024
IA
Texas 11/3/2015
B
Massachusetts 6/26/2024
B
Texas 4/25/2018
B
Montana 6/8/2023
B
Utah 8/15/2024
B
New Hampshire 11/2/2015
B
Virginia 6/23/2017
B
New Jersey 11/2/2015
B
Washington 6/3/2022

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 BROADHOLLOW RD, MELVILLE, NY 11747
Registered with this firm since 11/3/2015
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 BROADHOLLOW RD, MELVILLE, NY 11747
Registered with this firm since 11/2/2015
Previous Registration(s)
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B
 04/08/2010 - 11/03/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) new york, NY
B
 04/30/2008 - 01/08/2009 J.P.MORGAN SECURITIES INC. (CRD#:79) NEW YORK, NY
B
 04/02/2007 - 03/13/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
B
 03/03/2004 - 07/25/2005 FIVE MILE CAPITAL SECURITIES LLC (CRD#:115514) STAMFORD, CT
B
 01/15/2002 - 12/31/2002 LAZARD FRERES & CO. LLC (CRD#:2528) NEW YORK, NY
B
 10/26/1999 - 12/16/1999 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.