Individual Firm
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PAUL MURDOCK GREEN
CRD#: 3259483
IA
B
OSAIC WEALTH, INC.CRD#: 23131 5401 S. Kirkman Road
Suite 310
Orlando, FL 32919
Suite 310
Orlando, FL 32919
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4/24/2018
Judgment / Lien
6/26/2017
Judgment / Lien
7/9/2012
Customer Dispute
Denied
2/1/1988
Criminal
Final Disposition
State Registrations
B
California 10/11/2024
B
Georgia 10/11/2024
IA
California 10/11/2024
IA
Georgia 10/11/2024
B
Colorado 10/11/2024
IA
North Carolina 10/11/2024
B
Florida 10/11/2024
B
Tennessee 10/14/2024
IA
Florida 10/11/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/11/2024
B
Registered with this firm since 10/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/24/2018 - 10/11/2024 | HOLBROOK, NY | |
B | 08/31/2018 - 10/11/2024 | Orlando, FL | |
IA | 08/09/2001 - 09/04/2018 | ORLANDO, FL | |
B | 07/31/2001 - 09/04/2018 | ORLANDO, FL | |
B | 03/01/2000 - 07/05/2001 | WESTLAKE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.