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JOHN STEPHEN PIONTEK
CRD#: 3259472
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4005 W LAKE MARY BLVD
LAKE MARY, FL 32746
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2018 (8 years)2 FIRMS2018 - Present (7 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - 2005 (5 years)
License(s)

State Registrations

B
Alaska 6/18/2024

B
New York 1/9/2019

B
Florida 1/12/2018

B
North Carolina 1/9/2019

IA
Florida 1/16/2018

B
Ohio 3/24/2022

B
Georgia 1/9/2019

B
Pennsylvania 3/24/2023

B
Michigan 11/13/2024

B
Texas 1/12/2018

B
Nevada 4/5/2022

IA
Texas 1/12/2018

B
New Hampshire 2/3/2023

B
Virginia 1/31/2025

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4005 W LAKE MARY BLVD, LAKE MARY, FL 32746
Registered with this firm since 1/12/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4005 W LAKE MARY BLVD, LAKE MARY, FL 32746
Registered with this firm since 1/12/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/23/2009 - 01/16/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAKE MARY, FL
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10/23/2009 - 01/16/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAKE MARY, FL
IA
04/12/2005 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ORLANDO, FL
B
03/24/2005 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ORLANDO, FL
B
10/19/1999 - 03/01/2005 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.