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OLLIE SAM KIRKPATRICK
CRD#: 3259461
IA
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SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 Schwab Way
Lone Tree, CO 80124
Lone Tree, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Lone Tree, CO 80124
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Disclosures
25
Years of Experience
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State Registrations
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Alabama 7/20/2024
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Montana 3/8/2010
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Alaska 7/20/2024
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Nebraska 1/23/2024
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Arizona 3/8/2010
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Nevada 7/20/2024
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Arkansas 5/20/2024
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New Hampshire 7/20/2024
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California 10/1/1999
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New Jersey 3/7/2024
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Colorado 9/22/1999
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New Mexico 7/20/2024
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Colorado 5/12/2023
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New York 11/1/1999
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Connecticut 7/20/2024
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North Carolina 2/8/2024
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Delaware 7/20/2024
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North Dakota 7/20/2024
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District of Columbia 7/20/2024
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Ohio 1/23/2024
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Florida 11/4/1999
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Oklahoma 1/23/2024
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Georgia 1/8/2007
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Oregon 7/20/2024
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Hawaii 7/20/2024
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Pennsylvania 1/23/2024
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Idaho 1/23/2024
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Puerto Rico 7/20/2024
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Illinois 1/18/2007
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Rhode Island 7/20/2024
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Indiana 1/23/2024
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South Carolina 1/3/2011
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Iowa 3/8/2010
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South Dakota 7/20/2024
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Kansas 3/8/2010
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Tennessee 2/22/2024
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Kentucky 7/20/2024
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Texas 1/3/2011
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Louisiana 7/20/2024
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Texas 5/12/2023
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Maine 7/20/2024
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Utah 1/23/2024
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Maryland 7/20/2024
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Vermont 7/20/2024
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Massachusetts 11/1/1999
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Virginia 11/2/1999
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Michigan 1/23/2024
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Washington 3/7/2024
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Minnesota 3/8/2010
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West Virginia 7/20/2024
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Mississippi 7/20/2024
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Wisconsin 1/23/2024
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Missouri 1/3/2002
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Wyoming 1/3/2011
SRO Registrations
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Registered with this firm since 5/12/2023
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Registered with this firm since 9/22/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2022 - 05/15/2023 | ENGLEWOOD, CO | |
IA | 04/25/2012 - 06/09/2022 | Lone Tree, CO | |
IA | 08/07/2006 - 04/25/2012 | ENGLEWOOD, CO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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