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Detailed Report
CLELIA PAREDES
CLELIA CABRALES
CRD#: 3259316
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive
Suite 8600
Chicago, IL 60606
Registration History
20002002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2014 - Present (10 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (6 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2001 - 2003 (2 years)BDB ALEX. BROWN LLC (CRD# 17790)2001 - 2001 (<1 year)BWILLIAM BLAIR & COMPANY L.L.C. (CRD# 1252)2000 - 2000 (<1 year)
License(s)

State Registrations

B
Alabama 6/1/2009
B
Nebraska 6/1/2009
B
Alaska 6/1/2009
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Hampshire 6/1/2009
B
Arkansas 6/1/2009
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 4/26/2012
B
North Dakota 6/1/2009
B
District of Columbia 6/1/2009
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 6/1/2009
B
Georgia 7/17/2015
B
Oregon 7/17/2015
B
Hawaii 6/1/2009
B
Pennsylvania 6/1/2009
B
Idaho 6/1/2009
B
Puerto Rico 6/1/2009
B
Illinois 6/1/2009
B
Rhode Island 6/1/2009
IA
Illinois 12/19/2014
B
South Carolina 6/1/2009
B
Indiana 6/1/2009
B
South Dakota 6/1/2009
B
Iowa 6/1/2009
B
Tennessee 7/17/2015
B
Kansas 6/1/2009
B
Texas 6/1/2009
B
Kentucky 6/1/2009
IA
Texas 4/8/2020
B
Louisiana 6/1/2009
B
Utah 6/1/2009
B
Maine 6/1/2009
B
Vermont 6/1/2009
B
Maryland 6/1/2009
B
Virgin Islands 6/1/2009
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 7/17/2015
B
Minnesota 6/1/2009
B
West Virginia 6/1/2009
B
Mississippi 6/1/2009
B
Wisconsin 6/1/2009
B
Missouri 6/1/2009
B
Wyoming 6/1/2009
B
Montana 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 8600, Chicago, IL 60606
Registered with this firm since 12/19/2014
B
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 8600, Chicago, IL 60606
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/23/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
 01/13/2001 - 01/08/2003 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
 01/04/2001 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
 03/08/2000 - 12/31/2000 WILLIAM BLAIR & COMPANY L.L.C. (CRD#:1252) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.