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Detailed Report
ISAAC CLETUS WALES
CRD#: 3259196
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 18200 45TH AVE N
STE B
PLYMOUTH, MN 55446
Registration History
20002002200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2013 - Present (11 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1999 - Present (25 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1999 - 2006 (6 years)
License(s)

State Registrations

B
Arizona 6/2/2016
B
Nevada 6/13/2023
B
Colorado 8/21/2001
B
New Mexico 7/21/2023
B
District of Columbia 7/11/2022
B
New York 7/21/2023
B
Florida 4/26/2001
B
North Carolina 7/15/2024
B
Georgia 5/1/2023
B
North Dakota 3/1/2021
B
Idaho 9/22/2020
B
Ohio 6/14/2023
B
Illinois 6/4/2008
B
South Carolina 3/25/2004
B
Iowa 6/30/2023
B
Tennessee 1/24/2025
B
Massachusetts 4/13/2022
IA
Texas 3/9/2021
B
Michigan 1/17/2025
B
Texas 3/10/2021
B
Minnesota 8/16/1999
B
Virginia 6/14/2019
IA
Minnesota 11/18/2013
B
Washington 8/18/2014
B
Nebraska 5/12/2015
B
Wisconsin 2/10/2000

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
18200 45TH AVE N STE B, PLYMOUTH, MN 55446
Delano, MN
Registered with this firm since 11/18/2013
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
18200 45TH AVE N STE B, PLYMOUTH, MN 55446
Delano, MN
Registered with this firm since 8/12/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/12/1999 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.