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THOMAS EDWIN CARBIN
CRD#: 3258997
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2150 Post Road
Suite 402
Fairfield, CT 06824
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2150 Post Road
Ste 402
Fairfield, CT 06824
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2019 (9 years)2 FIRMS2019 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1999 - 2010 (10 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2010 (7 years)
Disclosure(s)
View By:
4/14/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/6/2024

B
Michigan 11/14/2019

B
Arizona 6/6/2024

B
New Hampshire 6/6/2024

B
California 11/14/2019

B
New Jersey 11/14/2019

B
Colorado 6/6/2024

B
New York 11/14/2019

B
Connecticut 11/14/2019

B
North Carolina 11/14/2019

IA
Connecticut 11/18/2019

B
Pennsylvania 11/14/2019

B
Florida 11/14/2019

B
Rhode Island 6/6/2024

B
Georgia 6/6/2024

B
South Carolina 6/6/2024

B
Illinois 6/6/2024

B
Tennessee 11/14/2019

B
Indiana 11/14/2019

B
Texas 6/6/2024

B
Kansas 6/6/2024

B
Vermont 6/6/2024

B
Maine 4/6/2021

B
Virginia 11/14/2019

B
Massachusetts 4/20/2021

B
Washington 11/14/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
2150 Post Road Suite 402, Fairfield, CT 06824
Registered with this firm since 11/14/2019

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
2150 Post Road Ste 402, Fairfield, CT 06824
Registered with this firm since 11/14/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/12/2010 - 11/15/2019 MORGAN STANLEY (CRD#:149777) FAIRFIELD, CT
B
02/12/2010 - 11/15/2019 MORGAN STANLEY (CRD#:149777) FAIRFIELD, CT
IA
08/05/2002 - 02/16/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) STAMFORD, CT
B
08/14/1999 - 02/16/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) STAMFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.