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KRISTIN LEE SANDERS
KRISTIN LEE SEWELL, Kristin Lee Sanders
CRD#: 3258970
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 25511 BUDDE RD
STE 301
THE WOODLANDS, TX 77380
STE 301
THE WOODLANDS, TX 77380
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 7/17/2015
B
Montana 9/13/2017
B
Alaska 8/12/2022
B
New Mexico 10/2/2015
B
Arizona 7/2/2021
B
Ohio 7/13/2006
B
California 3/19/2024
B
Oregon 10/23/2020
B
Colorado 9/27/2001
B
Tennessee 2/16/2018
B
Florida 1/5/2021
B
Texas 2/18/2000
B
Louisiana 11/9/2009
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Texas 2/18/2000
B
Michigan 6/16/2021
B
Vermont 9/13/2017
SRO Registrations
B
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IA
Registered with this firm since 2/18/2000
B
Registered with this firm since 1/27/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/27/2000 - 07/03/2006 | MINNEAPOLIS, MN | |
B | 07/28/1999 - 01/05/2000 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.