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Detailed Report
ANTHONY NICHOLAS FREEMAN
CRD#: 3257683
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3280 PEACHTREE RD NE 4TH FL
[G4-RBO]
ATLANTA, GA 30305
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2019 (11 years)2 FIRMS2019 - Present (5 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2007 (7 years)IAMORGAN STANLEY (CRD# 7556)2003 - 2007 (4 years)
License(s)

State Registrations

B
Alabama 10/9/2019
B
Minnesota 12/5/2024
B
Arizona 12/5/2024
B
Mississippi 6/9/2022
B
Arkansas 12/5/2024
B
Missouri 12/5/2024
B
California 9/30/2019
B
New Jersey 7/30/2024
B
Colorado 9/30/2019
B
New Mexico 12/5/2024
B
Connecticut 9/30/2019
B
New York 9/30/2019
B
Florida 9/30/2019
B
North Carolina 6/9/2022
B
Georgia 9/30/2019
B
Ohio 6/10/2022
IA
Georgia 10/1/2019
B
Oklahoma 12/5/2024
B
Illinois 9/30/2019
B
Pennsylvania 1/10/2024
B
Indiana 9/30/2019
B
South Carolina 9/30/2019
B
Iowa 12/5/2024
B
Tennessee 9/30/2019
B
Kansas 12/5/2024
B
Texas 9/30/2019
B
Kentucky 6/9/2022
IA
Texas 9/30/2019
B
Louisiana 12/5/2024
B
Vermont 12/5/2024
B
Maryland 12/5/2024
B
Virginia 9/30/2019
B
Massachusetts 9/30/2019
B
Washington 9/30/2019
B
Michigan 9/30/2019
B
Wisconsin 12/19/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3280 PEACHTREE RD NE 4TH FL [G4-RBO], ATLANTA, GA 30305
NORCROSS, GA
Registered with this firm since 9/30/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3280 PEACHTREE RD NE 4TH FL [G4-RBO], ATLANTA, GA 30305
NORCROSS, GA
Registered with this firm since 9/30/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/29/2008 - 10/09/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
 02/29/2008 - 10/09/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
IA
 04/02/2007 - 03/04/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) ALPHARETTA, GA
B
 04/02/2007 - 03/04/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) ALPHARETTA, GA
IA
 02/18/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) ALPHARETTA, GA
B
 07/27/1999 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) ALPHARETTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.