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Mimie Dam
MIMIE MYMY DAM, Mimie M Dam
CRD#: 3257442
IA
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SANTANDER SECURITIESCRD#: 41791 75 State Street
Mail Code: MA-SST-INV4
Boston, MA 02109
Mail Code: MA-SST-INV4
Boston, MA 02109
0
Disclosures
14
Years of Experience
View By:
State Registrations
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Alabama 11/9/2022
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Missouri 11/9/2022
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Alaska 11/9/2022
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Montana 11/9/2022
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Arizona 11/9/2022
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Nebraska 11/9/2022
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Arkansas 11/9/2022
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New Hampshire 11/9/2022
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California 11/9/2022
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New Jersey 11/9/2022
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Colorado 11/9/2022
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New Mexico 11/9/2022
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Connecticut 11/9/2022
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New York 11/9/2022
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Delaware 11/9/2022
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North Carolina 11/9/2022
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District of Columbia 11/9/2022
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North Dakota 11/9/2022
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Florida 11/9/2022
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Ohio 11/9/2022
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Georgia 11/9/2022
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Oklahoma 11/9/2022
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Hawaii 11/9/2022
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Oregon 11/9/2022
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Idaho 11/9/2022
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Pennsylvania 11/9/2022
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Illinois 11/9/2022
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Puerto Rico 11/9/2022
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Indiana 11/9/2022
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Rhode Island 11/9/2022
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Iowa 11/9/2022
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South Carolina 11/9/2022
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Kansas 11/9/2022
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South Dakota 11/9/2022
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Kentucky 11/9/2022
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Tennessee 11/9/2022
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Louisiana 11/9/2022
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Texas 11/9/2022
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Maine 11/9/2022
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Utah 11/9/2022
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Maryland 11/9/2022
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Vermont 11/9/2022
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Massachusetts 11/9/2022
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Virginia 11/9/2022
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Massachusetts 11/17/2022
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Washington 11/9/2022
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Michigan 11/9/2022
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West Virginia 11/9/2022
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Minnesota 11/9/2022
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Wisconsin 11/9/2022
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Mississippi 11/9/2022
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Wyoming 11/9/2022
SRO Registrations
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Registered with this firm since 11/17/2022
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Registered with this firm since 11/9/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/23/2018 - 05/31/2022 | Dorchester, MA | |
B | 12/19/2016 - 05/31/2022 | Dorchester, MA | |
B | 03/02/2012 - 01/05/2015 | NEWTON, MA | |
B | 04/15/2010 - 10/22/2010 | QUINCY, MA | |
B | 09/11/2006 - 02/21/2007 | NEW YORK, NY | |
B | 05/10/2004 - 10/26/2004 | PURCHASE, NY | |
B | 03/08/2002 - 05/21/2004 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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