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Detailed Report
MATTHEW Geoffrey BUETOW
MATT BUETOW, MATTHEW GEOFFREY BUETOW, MATTHEW BUETOW
CRD#: 3257108
IA
Investment Adviser
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Broker
PNC INVESTMENTSCRD#: 129052 2211 SOUTH BIG BEND
ST. LOUIS, MO 63117
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2002 (<1 year)2 FIRMS2002 - 2003 (<1 year)2 FIRMS2003 - 2003 (<1 year)2 FIRMS2018 - 2022 (4 years)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2016 - 2018 (2 years)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2015 - 2016 (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2014 - 2015 (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2012 - 2014 (1 year)BHORACE MANN INVESTORS INC (CRD# 11643)2010 - 2012 (2 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2003 - 2010 (6 years)BAFD, INC. (CRD# 34047)2001 - 2001 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2000 - 2001 (<1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2000 - 2000 (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1999 - 2000 (<1 year)
Disclosure(s)
View By:
7/2/2002
Customer Dispute
Denied
License(s)

State Registrations

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Arizona 10/25/2023
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Missouri 10/19/2023
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Colorado 5/15/2024
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Missouri 10/19/2023
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Illinois 10/25/2023
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Ohio 2/14/2024
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Michigan 5/31/2024
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Texas 4/23/2024

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
2211 SOUTH BIG BEND, ST. LOUIS, MO 63117
11410 OLIVE BLVD., ST. LOUIS, MO 63141
Registered with this firm since 10/19/2023
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PNC INVESTMENTS (CRD#:129052)
2211 SOUTH BIG BEND, ST. LOUIS, MO 63117
11410 OLIVE BLVD., ST. LOUIS, MO 63141
Registered with this firm since 10/19/2023
Previous Registration(s)
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 04/05/2023 - 10/11/2023 MIDWESTERN SECURITIES TRADING CO.,LLC (CRD#:101080) ST LOUIS, MO
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 04/06/2023 - 10/11/2023 MIDWESTERN SECURITIES TRADING COMPANY, LLC (CRD#:101080) ST LOUIS, MO
IA
 08/14/2018 - 09/01/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) SAINT LOUIS, MO
B
 07/09/2018 - 09/01/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) SAINT LOUIS, MO
B
 06/10/2016 - 06/25/2018 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) Overland Park, KS
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 07/14/2015 - 05/25/2016 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) ST. LOUIS, MO
B
 03/05/2014 - 06/19/2015 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LOUISVILLE, KY
B
 12/19/2012 - 01/15/2014 NYLIFE SECURITIES LLC (CRD#:5167) LOUISVILLE, KY
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 10/26/2010 - 11/08/2012 HORACE MANN INVESTORS INC (CRD#:11643) SPRINGFIELD, IL
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 11/24/2003 - 10/20/2010 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) RICHMOND, VA
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 03/20/2003 - 07/28/2003 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) LIBERTYVILLE, IL
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 03/20/2003 - 07/28/2003 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) PALM BEACH GARDENS, FL
IA
 10/23/2002 - 03/19/2003 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) ROUND LAKE HEIGHTS, IL
B
 06/21/2002 - 03/19/2003 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
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 03/29/2002 - 06/18/2002 SIGMA FINANCIAL CORPORATION (CRD#:14303) ANN ARBOR, MI
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 01/23/2002 - 03/27/2002 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
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 01/25/2001 - 11/15/2001 AFD, INC. (CRD#:34047) NORTHBROOK, IL
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 06/01/2000 - 01/18/2001 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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 03/24/2000 - 05/18/2000 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
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 08/11/1999 - 05/18/2000 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.