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Detailed Report
Robert James Tugend
ROBERT J TUGEND
CRD#: 3256738
IA
Investment Adviser
B
Broker
GROVE POINT ADVISORS, LLCCRD#: 313171 606 Hamlin Highway
Suite D
Lake Ariel, PA 18436
GROVE POINT INVESTMENTS, LLCCRD#: 1763 606 HAMLIN HWY
STE D
LAKE ARIEL, PA 18436
Registration History
20002002200420062008201020122014201620182020202220242026IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - Present (3 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2005 - Present (19 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)1999 - 2005 (5 years)IAH. BECK, INC. (CRD# 1763)2008 - 2021 (12 years)
License(s)

State Registrations

B
Arkansas 6/29/2017
B
New Jersey 10/25/2012
B
Delaware 2/14/2020
B
North Carolina 3/18/2022
B
Florida 10/25/2012
B
Oklahoma 3/1/2018
B
Georgia 10/25/2012
B
Pennsylvania 4/4/2005
B
Maryland 5/16/2008
IA
Pennsylvania 4/1/2021
B
Minnesota 10/24/2019
B
South Carolina 10/13/2015
B
Nevada 4/26/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GROVE POINT ADVISORS, LLC (CRD#:313171)
606 Hamlin Highway Suite D, Lake Ariel, PA 18436
Registered with this firm since 4/1/2021
B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
606 HAMLIN HWY STE D, LAKE ARIEL, PA 18436
Registered with this firm since 4/4/2005
Previous Registration(s)
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IA
 08/18/2008 - 04/01/2021 H. BECK, INC. (CRD#:1763) TATAMY, PA
B
 09/03/1999 - 05/06/2005 H.D. VEST INVESTMENT SERVICES (CRD#:13686) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.