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Detailed Report
BRADLEY PAUL ZWANZIGER
CRD#: 3256556
IA
Investment Adviser
NATIONS FINANCIAL GROUP, INC.CRD#: 44181 1067 N. CENTER POINT RD
HIAWATHA, IA 52233
Registration History
2008201020122014201620182020202220242026IANATIONS FINANCIAL GROUP, INC. (CRD# 44181)2014 - Present (10 years)
Disclosure(s)
View By:
2/4/2007
Criminal
Final Disposition
License(s)

State Registrations

IA
Iowa 5/12/2014
Current Registration(s)
IA
NATIONS FINANCIAL GROUP, INC. (CRD#:44181)
1067 N. CENTER POINT RD, HIAWATHA, IA 52233
Registered with this firm since 5/12/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.