• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ALEXANDER HUTCHINSON KADISH
ALEXANDER H KADISH, Alex Kadish
CRD#: 3256238
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 433 N CAMDEN DR 9TH & 12TH FLS
[LA-RBO]
BEVERLY HILLS, CA 90210
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2016 (6 years)2 FIRMS2016 - 2023 (7 years)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2007 (4 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2003 (<1 year)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2001 - 2003 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2007 (1 year)
License(s)

State Registrations

B
California 5/2/2023

B
Nevada 5/2/2023

IA
California 5/3/2023

B
New Jersey 5/2/2023

B
Colorado 5/2/2023

B
New York 5/2/2023

B
Connecticut 5/2/2023

B
Texas 5/22/2023

B
Delaware 5/2/2023

IA
Texas 5/22/2023

B
Florida 5/2/2023

B
Utah 5/2/2023

B
Illinois 5/2/2023

B
Virginia 5/2/2023

B
Maine 9/19/2023

B
Washington 5/2/2023

B
Massachusetts 9/19/2023

B
Wyoming 5/2/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
433 N CAMDEN DR 9TH & 12TH FLS [LA-RBO], BEVERLY HILLS, CA 90210
Registered with this firm since 5/3/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
433 N CAMDEN DR 9TH & 12TH FLS [LA-RBO], BEVERLY HILLS, CA 90210
Registered with this firm since 5/2/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/03/2023 - 05/23/2023 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) Los Angeles, CA
B
03/03/2023 - 05/23/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) LOS ANGELES, CA
IA
02/17/2016 - 03/24/2023 MORGAN STANLEY (CRD#:149777) Los Angeles, CA
B
02/17/2016 - 03/24/2023 MORGAN STANLEY (CRD#:149777) Los Angeles, CA
IA
01/07/2010 - 02/29/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
B
01/06/2010 - 02/29/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
IA
10/18/2007 - 02/03/2010 JEFFERIES INVESTMENT ADVISERS, LLC (CRD#:121767) NEW YORK, NY
B
09/27/2007 - 02/03/2010 JEFFERIES & COMPANY, INC. (CRD#:2347) LOS ANGELES, CA
IA
09/13/2006 - 10/08/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEVERLY HILLS, CA
B
09/26/2003 - 10/08/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEVERLY HILLS, CA
B
08/18/2003 - 10/13/2003 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
12/13/2001 - 08/20/2003 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.