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CATHERINE L THEISEN
CRD#: 3256047
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 14851 N. SCOTTSDALE ROAD
SUITE 201
SCOTTSDALE, AZ 85254
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2001 - 2008 (7 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1999 - 2001 (1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2008 (5 years)
License(s)

State Registrations

B
Arizona 6/24/2008

B
Nevada 2/6/2018

IA
Arizona 7/8/2008

B
Ohio 1/24/2018

B
California 6/24/2008

B
Oregon 1/24/2018

B
Colorado 7/22/2021

B
Utah 3/25/2010

B
Idaho 9/30/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
14851 N. SCOTTSDALE ROAD SUITE 201, SCOTTSDALE, AZ 85254
Registered with this firm since 6/24/2008

B
WEDBUSH SECURITIES INC. (CRD#:877)
14851 N. SCOTTSDALE ROAD SUITE 201, SCOTTSDALE, AZ 85254
Registered with this firm since 6/24/2008

Previous Registration(s)
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IA
11/12/2002 - 06/26/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) SCOTTSDALE, AZ
B
05/18/2001 - 06/26/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) SCOTTSDALE, AZ
B
08/19/1999 - 05/30/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.