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Michael F. Spoo
MICHAEL F SPOO, MICHAEL Frederick SPOO
CRD#: 3255974
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3 Park Plaza, Floor 3
Irvine, CA 92614
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2016 (4 years)2 FIRMS2016 - Present (8 years)BPACIFIC SELECT DISTRIBUTORS, INC. (CRD# 4452)1999 - 2000 (1 year)
License(s)

State Registrations

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Alabama 9/19/2022

B
Nebraska 9/19/2022

B
Alaska 9/19/2022

B
Nevada 9/19/2022

B
Arizona 9/21/2016

B
New Hampshire 9/19/2022

B
Arkansas 3/28/2017

B
New Jersey 9/19/2022

B
California 6/21/2016

B
New Mexico 9/19/2022

IA
California 6/21/2016

B
New York 10/25/2019

B
Colorado 12/15/2017

B
North Carolina 9/19/2022

B
Connecticut 9/19/2022

B
North Dakota 9/19/2022

B
Delaware 9/19/2022

B
Ohio 9/20/2022

B
District of Columbia 9/19/2022

B
Oklahoma 4/21/2017

B
Florida 9/19/2022

B
Oregon 9/19/2022

B
Georgia 9/19/2022

B
Pennsylvania 9/19/2022

B
Hawaii 9/19/2022

B
Puerto Rico 9/19/2022

B
Idaho 9/19/2022

B
Rhode Island 9/19/2022

B
Illinois 9/19/2022

B
South Carolina 9/19/2022

B
Indiana 9/19/2022

B
South Dakota 9/19/2022

B
Iowa 9/19/2022

B
Tennessee 9/19/2022

B
Kansas 9/19/2022

B
Texas 6/21/2016

B
Kentucky 9/19/2022

IA
Texas 6/21/2016

B
Louisiana 9/19/2022

B
Utah 9/19/2022

B
Maine 9/19/2022

B
Vermont 9/19/2022

B
Maryland 9/19/2022

B
Virgin Islands 9/19/2022

B
Massachusetts 8/5/2021

B
Virginia 12/2/2019

B
Michigan 9/19/2022

B
Washington 9/19/2022

B
Minnesota 9/19/2022

B
West Virginia 9/19/2022

B
Mississippi 9/19/2022

B
Wisconsin 9/19/2022

B
Missouri 1/19/2021

B
Wyoming 9/19/2022

B
Montana 9/19/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3 Park Plaza, Floor 3, Irvine, CA 92614
Rcho Sta Marg, CA
Registered with this firm since 6/21/2016

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3 Park Plaza, Floor 3, Irvine, CA 92614
Rcho Sta Marg, CA
Registered with this firm since 6/21/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/24/2011 - 06/15/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RANCHO SANTA MARGARITA, CA
B
10/24/2011 - 06/15/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RANCHO SANTA MARGARITA, CA
IA
07/13/2009 - 09/27/2011 GIRARD SECURITIES, INC. (CRD#:18697) SAN CLEMENTE, CA
B
05/06/2009 - 09/27/2011 GIRARD SECURITIES, INC. (CRD#:18697) SAN CLEMENTE, CA
B
09/15/1999 - 11/14/2000 PACIFIC SELECT DISTRIBUTORS, INC. (CRD#:4452) NEWPORT BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.