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Detailed Report
EDWARD ANDREW FOLEY
CRD#: 3255375
IA
Investment Adviser
B
Broker
DIMENSIONAL FUND ADVISORS LPCRD#: 106482 6300 BEE CAVE ROAD
BUILDING ONE
AUSTIN, TX 78746
DFA SECURITIES LLCCRD#: 10292 PALISADES WEST, BUILDING ONE
6300 BEE CAVE ROAD
AUSTIN, TX 78746
Registration History
20002002200420062008201020122014201620182020202220242026IADIMENSIONAL FUND ADVISORS LP (CRD# 106482)2012 - Present (13 years)BDFA SECURITIES LLC (CRD# 10292)2011 - Present (13 years)BFIRST TRUST PORTFOLIOS L.P. (CRD# 28519)2003 - 2011 (7 years)BFEDERATED SECURITIES CORP. (CRD# 5009)2002 - 2003 (1 year)BVAN KAMPEN FUNDS INC. (CRD# 6939)1999 - 2002 (2 years)IAFEDERATED INVESTMENT COUNSELING (CRD# 105325)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 9/8/2011
B
Nebraska 9/8/2011
B
Alaska 9/8/2011
B
Nevada 9/8/2011
B
Arizona 9/8/2011
B
New Hampshire 9/8/2011
B
Arkansas 9/8/2011
B
New Jersey 9/8/2011
B
California 9/8/2011
B
New Mexico 9/8/2011
B
Colorado 9/8/2011
B
New York 9/8/2011
B
Connecticut 9/8/2011
B
North Carolina 9/13/2011
B
Delaware 9/8/2011
B
North Dakota 9/8/2011
B
District of Columbia 9/8/2011
B
Ohio 9/8/2011
B
Florida 9/8/2011
B
Oklahoma 9/8/2011
B
Georgia 9/8/2011
B
Oregon 9/8/2011
B
Idaho 9/8/2011
B
Pennsylvania 9/8/2011
B
Illinois 9/8/2011
B
Puerto Rico 3/4/2014
B
Indiana 9/8/2011
B
Rhode Island 9/8/2011
B
Iowa 9/8/2011
B
South Carolina 9/8/2011
B
Kansas 9/8/2011
B
South Dakota 9/8/2011
B
Kentucky 9/8/2011
B
Tennessee 9/8/2011
B
Louisiana 9/8/2011
B
Texas 9/8/2011
B
Maine 9/8/2011
IA
Texas 2/29/2012
B
Maryland 9/8/2011
B
Utah 9/8/2011
B
Massachusetts 9/8/2011
B
Vermont 9/8/2011
B
Michigan 9/8/2011
B
Virginia 9/8/2011
B
Minnesota 9/8/2011
B
Washington 9/8/2011
B
Mississippi 9/8/2011
B
West Virginia 9/8/2011
B
Missouri 9/8/2011
B
Wisconsin 9/8/2011
B
Montana 9/8/2011
B
Wyoming 9/8/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DIMENSIONAL FUND ADVISORS LP (CRD#:106482)
6300 BEE CAVE ROAD BUILDING ONE, AUSTIN, TX 78746
Registered with this firm since 2/29/2012
B
DFA SECURITIES LLC (CRD#:10292)
PALISADES WEST, BUILDING ONE 6300 BEE CAVE ROAD, AUSTIN, TX 78746
Registered with this firm since 9/8/2011
Previous Registration(s)
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B
 11/11/2003 - 07/21/2011 FIRST TRUST PORTFOLIOS L.P. (CRD#:28519) WHEATON, IL
IA
 07/28/2003 - 12/04/2003 FEDERATED INVESTMENT COUNSELING (CRD#:105325) PITTSBURGH, PA
B
 01/29/2002 - 12/04/2003 FEDERATED SECURITIES CORP. (CRD#:5009) PITTSBURGH, PA
B
 08/30/1999 - 02/11/2002 VAN KAMPEN FUNDS INC. (CRD#:6939) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.