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STEPHEN CHRISTIAN MILES
CRD#: 3254941
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Investment Adviser
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Previous Broker
SUTRO ADVISORSCRD#: 297856 SAN FRANCISCO, CA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2018 (12 years)IASUTRO ADVISORS (CRD# 297856)2018 - Present (6 years)BE*TRADE SECURITIES, INCORPORATED (CRD# 29106)1999 - 2002 (2 years)
License(s)

State Registrations

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California 8/6/2018

Current Registration(s)
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SUTRO ADVISORS (CRD#:297856)
SAN FRANCISCO, CA
Registered with this firm since 8/6/2018

Previous Registration(s)
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10/14/2005 - 04/16/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Francisco, CA
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10/14/2005 - 04/16/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Francisco, CA
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08/22/2005 - 09/27/2005 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) SAN FRANCISCO, CA
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08/22/2005 - 09/27/2005 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
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04/21/2004 - 09/15/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN FRANCISCO, CA
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04/21/2004 - 09/15/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
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11/30/1999 - 06/04/2002 E*TRADE SECURITIES, INCORPORATED (CRD#:29106) JERSEY CITY, NJ
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Broker
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Disclosures
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