Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BRENDA ANN MORRIS
BRENDA MORRIS
CRD#: 3254266
IA
Investment Adviser
HUMANE INVESTING, LLC.CRD#: 309690 GLEN ALLEN, VA
Registration History
20062008201020122014201620182020202220242026IAHUMANE INVESTING, LLC. (CRD# 309690)2020 - Present (4 years)IAFIRST AFFIRMATIVE FINANCIAL NE... (CRD# 109036)2009 - 2020 (11 years)IALINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2008 - 2009 (1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2008 (2 years)
License(s)

State Registrations

IA
California 2/9/2023
IA
Virginia 10/2/2020
IA
Texas 7/28/2020
Current Registration(s)
IA
HUMANE INVESTING, LLC. (CRD#:309690)
GLEN ALLEN, VA
Registered with this firm since 7/28/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/14/2009 - 10/01/2020 FIRST AFFIRMATIVE FINANCIAL NETWORK LLC (CRD#:109036) GLEN ALLEN, VA
IA
 08/27/2008 - 08/28/2009 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) GLEN ALLEN, VA
IA
 02/07/2006 - 04/07/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) RICHMOND, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.