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Carolyn Daley
CAROLYN YOLANDA DALEY, CAROLYN YOLANDA STRAKER
CRD#: 3253138
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 ONE UNIVERSITY OFFICE PARK
29 & 95 SAWYER ROAD
WALTHAM, MA 02453
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2019 - 2021 (2 years)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2022 - Present (3 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2021 - Present (3 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2008 - 2018 (10 years)BSIGNATOR FINANCIAL SERVICES, INC. (CRD# 19061)2013 - 2015 (2 years)BMETLIFE SECURITIES INC. (CRD# 14251)2008 - 2008 (<1 year)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2006 - 2008 (2 years)BNATIONWIDE SECURITIES, INC. (CRD# 11173)2004 - 2008 (4 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2000 - 2002 (2 years)BNVEST FUNDS DISTRIBUTOR, L.P. (CRD# 34754)1999 - 2000 (<1 year)IASIGNATOR INVESTORS, INC. (CRD# 468)2010 - 2018 (8 years)
License(s)

State Registrations

B
Massachusetts 11/11/2021

IA
Massachusetts 1/19/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Brockton, MA
Registered with this firm since 1/19/2022

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Brockton, MA
Registered with this firm since 11/11/2021

Previous Registration(s)
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IA
01/23/2019 - 03/01/2021 CANTELLA & CO., INC. (CRD#:13905) Malden, MA
B
01/18/2019 - 03/01/2021 CANTELLA & CO., INC. (CRD#:13905) Malden, MA
IA
11/18/2010 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
10/13/2008 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
11/06/2013 - 12/28/2015 SIGNATOR FINANCIAL SERVICES, INC. (CRD#:19061) BOSTON, MA
B
04/30/2008 - 10/02/2008 METLIFE SECURITIES INC. (CRD#:14251) BOSTON, MA
B
01/06/2006 - 04/04/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
B
01/22/2004 - 04/04/2008 NATIONWIDE SECURITIES, INC. (CRD#:11173) COLUMBUS, OH
B
09/06/2000 - 10/29/2002 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
10/28/1999 - 06/22/2000 NVEST FUNDS DISTRIBUTOR, L.P. (CRD#:34754) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.