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Amy K. Giannola
AMY K GIANNOLA, AMY KATHLEEN GIANNOLA, AMY K WILMER
CRD#: 3252194
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8111 Preston Road
Suite #230
Dallas, TX 75225
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - 2019 (5 years)BGOLDMAN, SACHS & CO. (CRD# 361)2005 - 2010 (4 years)BEVERGREEN INVESTMENT SERVICES,... (CRD# 487)2001 - 2005 (4 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2001 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2019 (3 years)
License(s)

State Registrations

B
Alabama 9/2/2021

B
Montana 9/2/2021

B
Alaska 9/2/2021

B
Nebraska 9/2/2021

B
Arizona 9/2/2021

B
Nevada 9/2/2021

B
Arkansas 9/2/2021

B
New Hampshire 9/2/2021

B
California 8/19/2021

B
New Jersey 9/2/2021

IA
California 8/19/2021

B
New Mexico 9/2/2021

B
Colorado 9/2/2021

B
New York 9/2/2021

B
Connecticut 9/2/2021

B
North Carolina 9/2/2021

B
Delaware 9/2/2021

B
North Dakota 9/2/2021

B
District of Columbia 9/2/2021

B
Ohio 9/2/2021

B
Florida 9/2/2021

IA
Ohio 7/16/2022

B
Georgia 9/2/2021

B
Oklahoma 9/2/2021

B
Hawaii 9/2/2021

B
Oregon 9/2/2021

B
Idaho 9/2/2021

B
Pennsylvania 9/2/2021

B
Illinois 9/2/2021

B
Puerto Rico 9/2/2021

B
Indiana 9/2/2021

B
Rhode Island 9/2/2021

IA
Indiana 7/18/2022

B
South Carolina 9/2/2021

B
Iowa 9/2/2021

B
South Dakota 9/2/2021

B
Kansas 9/2/2021

B
Tennessee 9/2/2021

B
Kentucky 9/2/2021

B
Texas 7/27/2021

IA
Kentucky 7/19/2022

IA
Texas 7/27/2021

B
Louisiana 9/2/2021

B
Utah 9/2/2021

B
Maine 9/2/2021

B
Vermont 9/2/2021

B
Maryland 9/2/2021

B
Virgin Islands 9/2/2021

B
Massachusetts 9/2/2021

B
Virginia 9/2/2021

B
Michigan 9/2/2021

B
Washington 9/2/2021

IA
Michigan 7/19/2022

B
West Virginia 9/2/2021

B
Minnesota 9/2/2021

IA
West Virginia 9/30/2022

B
Mississippi 9/2/2021

B
Wisconsin 9/2/2021

B
Missouri 9/2/2021

B
Wyoming 9/2/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 Preston Road Suite #230, Dallas, TX 75225
11551 Preston Road, Frisco, TX 75033
Registered with this firm since 7/27/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 Preston Road Suite #230, Dallas, TX 75225
11551 Preston Road, Frisco, TX 75033
Registered with this firm since 7/27/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2020 - 07/01/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SACRAMENTO, CA
B
01/08/2020 - 07/01/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SACRAMENTO, CA
IA
06/06/2016 - 10/28/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DALLAS, TX
B
05/07/2014 - 10/28/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DALLAS, TX
B
09/19/2005 - 06/16/2010 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
01/12/2001 - 09/16/2005 EVERGREEN INVESTMENT SERVICES, INC. (CRD#:487) CHARLOTTE, NC
B
10/01/2000 - 01/11/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
07/15/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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Broker
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Investment Adviser
Disclosures
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